Investment Services

IMPORTANT CONSUMER INFORMATION

This site is for information purposes only and is not intended to be a solicitation or offering of any security and:

1. Representatives of a Registered Broker-Dealer ("BD") or Registered Investment Advisor ("IA") may only conduct business in a state if the representatives and the BD or IA they represent,

(a) satisfy the qualification requirements of, and are approved to do business by, that state; or
(b) are excluded or exempted from that state's registration requirements.

2. Representatives of a BD or IA are deemed to conduct business in a state to the extent that they would provide individualized responses to investor inquiries that involve

(a) effecting, or attempting to effect, transactions in securities; or
(b) rendering personalized investment advice for compensation.

3. We are registered to offer securities in the following states :ND, MN, MT, WA, AZ, CA and CO

Investment Centers of America, Inc. (ICA), member FINRA/SIPC, and a registered Investment Advisor, is not affiliated with The National Bank of Harvey. Securities, advisory services and insurance products offered through ICA and affiliated insurance agencies are:

» NOT INSURED BY FDIC OR ANY FEDERAL AGENCY

» NO BANK GUARANTEE

» MAY LOSE VALUE

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